ISO 9001:2015 Certified

 The Construction Unit is currently certified under the ISO 9001:2015 standard. This standard involves developing a Quality Management System that focuses on customers, key processes within the unit and metrics to ensure that quality service is provided. This system provides for a plan-do-check-act approach in evaluating the function and operation of the construction field personnel as well as office support staff.

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ISO 9001:2015 Quality Management System: Quality Manual

Risk Appendix

• Quality Management
• 4.4 Quality Management Risk Assessment (PDF, 76 KB)

• Leadership
• 5.1 Leadership Risk Assessment (PDF, 76 KB)
• 5.2 Quality Policy Risk Assessment (PDF, 76 KB)
• 5.3 Organizational Roles Risk Assessment (PDF, 76 KB)

• Planning
• 6 Planning Risk Assessment (PDF, 76 KB)

• Support
• 7.1.1 General Risk Assessment (PDF, 76 KB)
• 7.1.2 People Risk Assessment (PDF, 76 KB)
• 7.1.3 Environment for the Operation of Processes Risk Assessment (PDF, 75 KB)
• 7.1.4 General Risk Assessment (PDF, 76 KB)
• 7.1.5 Monitoring and Measureing Resources Risk Assessment (PDF, 76 KB)
• 7.2 Competence, Awareness, and Training Risk Assessment (PDF, 76 KB)
• 7.5 Documented Information Risk Assessment (PDF, 77 KB)

• Measurement Analysis Improvement
• 8.1 General Risk Assessment (PDF, 76 KB)
• 8.2.1 Customer Communication Risk Assessment (PDF, 75 KB)
• 8.2.2 Determining Requirements Risk Assessment (PDF, 76 KB)
• 8.2.3 Review Requirements Risk Assessment (PDF, 76 KB)
• 8.3 Design and Development of Products and Services Risk Assessment (PDF, 76 KB)
• 8.4 Control of Externally Provided Products and Services Risk Assessment (PDF, 76 KB)
• 8.5.2 Identification and Traceability Risk Assessment (PDF, 76 KB)
• 8.6 Release of Products and Services Risk Assessment (PDF, 78 KB)
• 8.7 Nonconforming Product Risk Assessment (PDF, 76 KB)

• Employee Performance Construction Services
• Employee Performance Review Processing Risk Assessment (PDF, 78 KB)

• Consultant Agreement
• Execution of Consultant Agreements Risk Assessment (PDF, 76 KB)
• Prepare a Work Order for an Open End Agreement Risk Assessment (PDF, 72 KB)

• CPM Scheduling Constructability
• After Action Review Process Risk Assessment (PDF, 75 KB)

• Finals Unit
• Work Order Process Risk Assessment (PDF, 86 KB)
• Finals Unit Project Set‐Up Risk Assessment (PDF, 86 KB)
• Project Closeout Risk Assessment (PDF, 86 KB)
• Right‐To‐Know, Treasury Database Risk Assessment (PDF, 86 KB)

• Field Operations Construction Services
• Startup Risk Assessment (PDF, 76 KB)
• Project Management Risk Assessment (PDF, 78 KB)
• Project Closeout Risk Assessment (PDF, 76 KB)
• E&S Details Risk Assessment (PDF, 78 KB)
• Field Peer Reviews Risk Assessment (PDF, 76 KB)

• Geotechnical
• In-House Design Requests Risk Assessment (PDF, 76 KB)
• Construction Consultation Risk Assessment (PDF, 75 KB)
• Geotechnical Hazard Inspection and Remediation Process Risk Assessment (PDF, 76 KB)
• Geotechnical Review of Consultant Reports Risk Assessment (PDF, 76 KB)
• Review of Contractor Submissions Risk Assessment (PDF, 75 KB)
• Mine Variance Review Risk Assessment (PDF, 75 KB)
• Compaction Control Risk Assessment (PDF, 76 KB)

• Labor Compliance
• Subcontractor Approval Process Risk Aassessment (PDF, 75 KB)
• Project Review Risk Assessment (PDF, 75 KB)

• Materials
• Material Supply Letter Risk Assessment (PDF, 76 KB)
• Equipment Verification Risk Assessment (PDF, 75 KB)
• Initial Aggregate Plant Inspection – Annual Risk Assessment (PDF, 76 KB)
• Initial Bituminous Asphalt Inspection – Annual Risk Assessment (PDF, 76 KB)
• Initial Concrete Plant Inspection – Annual Risk Assessment (PDF, 76 KB)
• District Quality Assurance, Hot/Warm Mix Asphalt Plant 30 Day Review Risk Assessment (PDF, 76 KB)
• Warranty Review Risk Assessment (PDF, 76 KB)

• Structural Control
• Structural Plans Review Risk Assessment (PDF, 76 KB)
• Disposal of Bridge Paint Waste Risk Assessment (PDF, 76 KB)
• Project Initiation – Local Bridge Projects Risk Assessment (PDF, 77 KB)

• Performance Evaluation
• 9.1.1 General Risk Assessment (PDF, 77 KB)
• 9.1.2 Monitoring Measurement Risk Assessmt (PDF, 76 KB)
• 9.1.3 Analysis Risk Assessmt (PDF, 76 KB)
• 9.2 Internal Risk Assessmt (PDF, 76 KB)

• Improvement
• 10 Improvement Risk Assessment (PDF, 76 KB)

 

ISO ​9001:2015 Process Questions


Blank Forms Controlled Documents

• Audit Report Template (PDF, 130 KB)
• CPAR Form (PDF, 131 KB)
• Employee-Consultant-ESTI Overview Sign Off Sheet (PDF, 358 KB)
• Field Office Setup Request Form (PDF, 7.67 MB)

Document Ownership Charts

• Construction Unit Document Ownership Chart (PDF, 406 KB)

Internal Audit Schedule

• District 10 Internal Audit Schedule 2018-2019 (PDF, 379 KB)

Completed Audits

• 2011
• 7.5.1 F04 Field Operations E & S Details Audit (3/14/2011) (PDF, 138 KB)
• 7.5.1 C2 EPR Audit Plan (3/16/2011) (PDF, 255 KB)
• 7.5.1 GT-4 Geotechnical Review of Consultant Reports Internal Audit (3/19/2011) (PDF, 196 KB)
• 5.6 Management Review Audit Report (3/29/2011) (PDF, 157 KB)
• 7.5.1 M1 Material Supply Letter Audit Report (5/3/2011) (PDF, 259 KB)
• 7.5.1 CA2 Preparation of Work Order for Open Ended Agreement Audit Report (6/13/2011) (PDF, 137 KB)
• 7.5.1 C1 Hotel Reservation Process (9/29/2011) (PDF, 201 KB)
• 7.5.1 LC1 Subcontractor Approval Process Audit Report (9/30/2011) (PDF, 260 KB)
• 7.5.1 SC-3 Disposal of Bridge Paint Waste Internal Audit (10/25/2011) (PDF, 198 KB)
• 7.5.1 GT-4 Geotechnical Review of Consultant Reports Internal Audit (10/28/2011) (PDF, 201 KB)
• 7.5.1 CA1 Execution of Consultant Agreements Audit Report Template (11/2011) (PDF, 135 KB)
• 7.5.1 CA1 Execution of Consultant Agreements Audit Report Template Procedure (11/2011) (PDF, 198 KB)
• 7.5.1 M6 District Quality Assurance Audit Report (11/22/2011) (PDF, 263 KB)
• 2012
• 7.5.1 F02 Field Operations Project Management (4/24/2012) (PDF, 169 KB)
• 7.5.1 M5 Initial Plant Inspection Audit Report (4/26/2012) (PDF, 203 KB)
• 7.5.1 SC-1 Structural Control Plan Review Internal Audit (5/9/2012) (PDF, 171 KB)
• 7.5.1 F1 Work Order Process Audit Report (5/23/2012) (PDF, 197 KB)
• 7.5.1 F05 Field Operations Field Audits (5/31/2012) (PDF, 135 KB)
• 7.5.1 GT-5 Review of Contractor Submission Internal Audit (10/17/2012) (PDF, 194 KB)
• 7.1 Planning of Product Realization Audit Report (10/30/2012) (PDF, 193 KB)
• 7.5.1 F01 Field Operations Launch Phase (11/13/2012) (PDF, 195 KB)
• 7.5.1 F03 Field Operations Project Closeout (11/27/2012) (PDF, 262 KB)
• 5.3, 5.4, and 5.5 Audit Report (11/29/2012) (PDF, 195 KB)
• 2013
• ​7.5.1 GT-1 Internal Audit (3/13/2013) (PDF, 137 KB)
• 7.6 Construction Process Audit Report (3/15/2013) (PDF, 132 KB)
• ​6.0 Audit Report (3/18/2013) (PDF, 260 KB)
• 7.6 Geotechnial Process Audit Report (3/21/2013) (PDF, 191 KB)
• 7.5.1 F2 Finals Unit Project Set-Up (3/25/2013) (PDF, 196 KB)
• 7.6 Construction Process Audit Report (3/25/2013) (PDF, 220 KB)
• 7.6 Materials Process Audit Report (3/28/2013) (PDF, 135 KB)
• 8.1 Audit Report (4/3/2013) (PDF, 165 KB)
• 8.2.1 Audit Report (4/3/2013) (PDF, 228 KB)
• 7.2.2 - 7.2.3 Customer Related Processes Audit (8/20/2013) (PDF, 200 KB)
• 5.1 and 5.2 Audit Report (10/30/2013) (PDF, 259 KB)
• 8.2.3 Monitoring and Measurement of Processes (11/20/2013) (PDF, 197 KB)
• 8.2.4 Monitoring and Measurement of Product (11/20/2013) (PDF, 196 KB)
• 8.3 Control of Nonconforming Product (11/20/2013) (PDF, 245 KB)
• 8.4 Analysis of Data (11/20/2013) (PDF, 197 KB)
• 7.3, 7.4, and 7.5 Audit Report (11/27/2013) (PDF, 258 KB)
• 4.2 Audit Report Documentation Requirements (12/10/2013) (PDF, 133 KB)
• 8.2.2 Internal Audit Process (12/17/2013) (PDF, 255 KB)
• 2014
• 7.5.1 GT-7 Internal Audit (1/21/2014) (PDF, 193 KB)
• 7.5.1 SC-3 Disposal of Bridge Paint Waste Internal Audit (2/12/2014) (PDF, 230 KB)
• 7.5.1 Field Operations E & S Details F04 Audit (2/12/2014) (PDF, 197 KB)
• 7.5.1 LC1 Subcontractor Approval Process Audit Report (2/26/2014) (PDF, 191 KB)
• 7.5.1 M2 Equipment Calibrations Audit Report (3/12/2014) (PDF, 169 KB)
• 7.5.1 M3 Initial Plant Inspection Audit Report (3/12/2014) (PDF, 167 KB)
• 7.5.1 M4 Initial Bituminous Asphalt Plant Inspection Audit Report (3/12/2014) (PDF, 94 KB)
• 7.5.1 Field Operations Launch Phase F01 (3/20/2014) (PDF, 165 KB)
• 7.5.1 GT-3 Internal Audit (3/20/2014) (PDF, 258 KB)
• 7.5.1 M6 District Quality Assurance Audit Report (4/29/2014) (PDF, 353 KB)
• 8.5.1 Audit Report (9/17/2014) (PDF, 136 KB)<
• 5.6 Management Review Audit Report (9/24/2014) (PDF, 202 KB)
• 7.5.1 CA2 Preparation of Work Order for Open Ended Agreement Audit Report (9/25/2014) (PDF, 266 KB)
• 8.3 Control of Nonconforming Product (10/13/2014) (PDF, 197 KB)
• 4.1 Audit Report General Requirements (10/21/2014) (PDF, 257 KB)
• 7.5.1 Audit Plan EPR C2 (10/22/2014) (PDF, 252 KB)
• 8.2.4 Monitoring and Measurement of Product (10/23/2014) (PDF, 133 KB)
• 7.5.1 Field Operations Project Closeout F03 (10/27/2014) (PDF, 201 KB)
• 8.2.3 Monitoring and Measurement of Processes (10/31/2014) (PDF, 196 KB)
• 7.5.1 GT-6 Mine Variance Internal Audit (11/20/2014) (PDF, 205 KB)
• 7.5.1 F4 Right-to-Know/Treasury Database Audit Report (12/11/2014) (PDF, 165 KB)
• 7.5.2 Validation of Processes for Production and Service Provision Audit Report (TBD) (PDF, 164 KB)
• 7.5.3 Identification and Traceability Audit Report (TBD) (PDF, 164 KB)
• 7.5.4 Customer Property Audit Report (TBD) (PDF, 163 KB)
• 7.5.5 Preservation of Product Audit Report (TBD) (PDF, 163, KB)
• 2015
• 7.5.1 M5 Initial Plant Inspection Audit Report (1/29/2015) (PDF, 203 KB)
• 7.5.1 GT-2 Internal Audit (2/2/2015) (PDF, 196 KB)
• 5.4 Planning Audit Report (2/6/2015) (PDF, 134 KB)
• 7.1 Planning of Product Realization Audit Report (2/10/2015) (PDF, 255 KB)
• 5.5 Responsibility, Authority, and Communication Audit Report (2/11/2015) (PDF, 256 KB)
• 7.5.1 SC-1 Structural Control Plan Review Internal Audit (2/19/2015) (PDF, 253 KB)
• 7.5.1 SC-2 Disposal of Bridge Paint Waste Internal Audit (2/19/2015) (PDF, 258 KB)
• 7.5.1 GT-4 Geotechnical Review of Consultant Reports Internal Audit (2/26/2015) (PDF, 135 KB)
• 7.5.1 GT-5 Geotechnical Review of Consultant Reports Internal Audit (2/26/2015) (PDF, 193 KB)
• 7.5.1 F1 Work Order Process Audit Report (9/24/2015) (PDF, 181 KB)
• 8.2.3 Monitoring and Measurement of Processes (10/6/2015) (PDF, 192 KB)
• 8.2.4 Monitoring and Measurement of Product (10/6/2015) (PDF, 133 KB)
• 8.3 Control of Nonconforming Product (10/6/2015) (PDF, 132 KB)
• 7.5.1 F4 Right-to-Know/Treasury Database Audit Report (10/13/2015) (PDF, 261 KB)
• 7.5.1 F05 Field Operations Field Audits (10/28/2015) (PDF, 194 KB)
• ​7.5.1 C1 Hotel Reservation Process (11/5/2015) (PDF, 134 KB)
• 7.5.1 CA1 Execution of Consultant Agreements Audit Report (11/2015) (PDF, 257 KB)
• 7.5.1 F02 Field Operations Project Management (TBD) (PDF, 250 KB)
• 2016
• 7.5.1 LC1 Subcontractor Approval Process Audit Report (1/26/2016) (PDF, 166 KB)
• 6.0 Audit Report (2/1/2016) (PDF, 259 KB)
• 5.1 and 5.2 Audit Report (2/29/2016) (PDF, 194 KB)
• 5.3, 5.4, and 5.5 Audit Report (2/29/2016) (PDF, 194 KB)
• 7.2, 7.3, and 7.4 Audit Report (3/2016) (PDF, 260 KB)
• 7.5.1 SC-1 Structural Control Plan Review Internal Audit (3/17/2016) (PDF, 260 KB)
• ISO 7.6 Audit Report (3/28/2016) (PDF, 190 KB)
• Audit Report 8.4 (4/12/2016) (PDF, 191 KB)
• Audit Report 8.5.3 & 8.5.2 (4/22/2016) (PDF, 256 KB)
• ISO 7.5.1 GT1 Audit Report (9/14/2016) (PDF, 261 KB)
• SOS Audit Report 2016 (11/15/2016) (PDF, 134 KB)
• Audit Report Finals 2016 (12/14/2016) (PDF, 283 KB)
• Internal Audit Project Closeout 2016 (12/15/2016) (PDF, 297 KB)
• 2017
• 7.5.1 SC-3 Project Initiation Audit (2/2017) (PDF, 258 KB)
• 7.5.1 LC1 Subcontractor Approval Process Audit Report (2/7/2017) (PDF, 142 KB)
• 7.5.1 F04 Field Operations E&S Audit (2/14/2017) (PDF, 235 KB)
• 7.5.1 F01 Field Operations Launch Phase (2/22/2017) (PDF, 161 KB)
• 7.5.1 GT-3 Internal Audit (2/27/2017) (PDF, 291 KB)
• 7.5.1 GT-7 Internal Audit (2/27/2017) (PDF, 140 KB)
• 7.5.1 M2 Equipment Verification Audit Report (4/11/2017) (PDF, 337 KB)
• 7.5.1 M3 Initial Aggregate Plant Inspection Audit Report (4/11/2017) (PDF, 196 KB)
• 7.5.1 M4 Initial Bituminous Asphalt Inspection Audit Report (4/11/2017) (PDF, 196 KB)
• 7.5.1 M6 District Quality Assurance Audit Report (4/17/2017) (PDF, 279 KB)
• 8.2.3 Monitoring and Measurement of Processes (10/2017) (PDF, 167 KB)
• 8.2.4 Monitoring and Measurement of Product (10/2017) (PDF, 151 KB)
• 8.4 Analysis of Data (10/2017) (PDF, 150 KB)
• 8.5.1 Continual Improvement Process (10/10/2017) (PDF, 185 KB)
• 7.5.1 CA2 Compliance Audit Report (10/26/2017) (PDF, 274 KB)
• 7.5.1 FO3 Project Closeout Audit Report (11/3/2017) (PDF, 271 KB)
• 4.1 and 4.2 ISO General Requirements Audit Report (11/13/2017) (PDF, 266 KB)
• 7.5.1 GT-6 Mine Variance Internal Audit (11/16/2017) (PDF, 261 KB)
• 7.5.2, 7.5.3, 7.5.4, 7.5.5 Audit Report (12/6/2017) (PDF, 137 KB)
• 5.6 Management Review Audit Report (12/8/2017) (PDF, 138 KB)
• 2018
• 7.5.1 M5 Initial Plant Inspection Audit Report (1/25/2018) (PDF, 149 KB)
• 7.5.1 SC-1 Structural Control Plan Review Internal Audit (2/22/2018) (PDF, 253 KB)
• 7.5.1 SC-2 Disposal of Bridge Paint Waste Internal Audit (2/22/2018) (PDF, 258 KB)
• 7.1 Planning of Product Realization Audit Report (3/12/2018) (PDF, 232 KB)
• 7.5.1 GT-4 Geotechnical Review of Consultant Reports Internal Audit (3/29/2018) (PDF, 200 KB)
• 7.5.1 GT-5 Geotechnical Review of Consultant Reports Internal Audit (3/29/2018) (PDF, 195 KB)
• 5.4 and 5.5 Audit Report (4/5/2018) (PDF, 138 KB)
• 7.5.1 F02 Field Operations Project Management (4/9/2018) (PDF, 156 KB)
• 8.5.1 CA1 Execution of Consultant Agreements Audit Report (10/4/2018) (PDF, 291 KB)
• 8.5.1 CMP1 After Action Review Process Audit Report (10/4/2018) (PDF, 289 KB)
• 8.5.1 Review of Warranty Process and Compliance Audit Report (11/7/2018) (PDF, 1197 KB)
• 8.5.1 F4 Treasury Database Audit Report (11/8/2018) (PDF, 455 KB)
• 4.4 Quality Management System Processes Audit Report (11/29/2018) (PDF, 138 KB)
• 8.5.1 SC-2 Disposal of Bridge Paint Waste Internal Audit (12/19/2018) (PDF, 295 KB)